New

Regulatory Operations Analyst

TEKsystems
$37.93 / hr
life insurance, sick time, 401(k), retirement plan
United States, Florida, St. Petersburg
Feb 20, 2026
Title: Regulatory Operations Specialist Pay Rate: $37.93 Hybrid 3x/week in St. Petersburg MUST HAVES: * Bachelor's Degree (B.A.) in related field and minimum of two (2) years' experience in the areas of accounting, banking and/or financial service * Licenses/Certifications:* SIE and Series 99 required Knowledge of brokerage operations, financial markets, and SEC/FINRA regulations * Strong analytical skills and comfort working with numbers * Experience reviewing operational processes, identifying risks, and recommending improvements * Ability to write and update procedures, conduct testing, and support audits * Intermediate proficiency with Microsoft Excel, Access, and PowerPoint * Excellent communication skills and the ability to collaborate across teams * Strong timemanagement skills and the ability to adapt to changing priorities Abilities: * Monitor daily possession & control requirements to ensure compliance with the SEC Customer Protection Rule * Support weekly and monthly regulatory reporting, including Reserve Formula and FOCUS filings * Review suspense, clearing, and dealer accounts to identify breaks or irregularities * Assist with interpreting new regulations and updating internal processes accordingly * Provide documentation and support for internal and external audits * Conduct testing of controls and participate in remediation efforts when issues arise * Review reconciliation work to ensure accuracy and timely resolution of discrepancies * Contribute to monthly operational scorecards and trend analysis * Participate in quarterly physical securities verification * Collaborate with operations teams to recommend process and control improvements Job Summary: Under minimal supervision, uses intermediate knowledge and skills obtained through experience and/or training to monitor possession and control of client assets, complete regulatory reporting and assist the firm in maintaining proper compliance with industry/firm rules and regulations. Collaborates with management to identify opportunities for operational efficiency and productivity improvements to mitigate financial, reputational and regulatory risk. Assists and provides input in the interpretation of new and changing rules and/or regulations. Works with management to update processes as well as updating departmental procedures with guidance from Supervisor/Manager. Recommends solutions to problems. Contact with internal customers as well as internal auditors as required to research, identify and resolve observations. Assist in the development and coordination of periodic operational performance reports/scorecards including trend analysis and recommended strategies with guidance from Supervisor/Manager. Job Type & LocationThis is a Contract to Hire position based out of Saint Petersburg, FL. Pay and BenefitsThe pay range for this position is $37.93 - $37.93/hr. Eligibility requirements apply to some benefits and may depend on your job classification and length of employment. Benefits are subject to change and may be subject to specific elections, plan, or program terms. If eligible, the benefits available for this temporary role may include the following: * Medical, dental & vision * Critical Illness, Accident, and Hospital * 401(k) Retirement Plan - Pre-tax and Roth post-tax contributions available * Life Insurance (Voluntary Life & AD&D for the employee and dependents) * Short and long-term disability * Health Spending Account (HSA) * Transportation benefits * Employee Assistance Program * Time Off/Leave (PTO, Vacation or Sick Leave) Workplace TypeThis is a hybrid position in Saint Petersburg,FL. Application DeadlineThis position is anticipated to close on Feb 27, 2026. h4>About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company. The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law. About TEKsystems and TEKsystems Global Services We're a leading provider of business and technology services. We accelerate business transformation for our customers. Our expertise in strategy, design, execution and operations unlocks business value through a range of solutions. We're a team of 80,000 strong, working with over 6,000 customers, including 80% of the Fortune 500 across North America, Europe and Asia, who partner with us for our scale, full-stack capabilities and speed. We're strategic thinkers, hands-on collaborators, helping customers capitalize on change and master the momentum of technology. We're building tomorrow by delivering business outcomes and making positive impacts in our global communities. TEKsystems and TEKsystems Global Services are Allegis Group companies. Learn more at TEKsystems.com. The company is an equal opportunity employer and will consider all applications without regard to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.